Judd A. Gregg and Kenneth E. Bentsen Jr. and were named CEO and president, respectively, of the Securities Industry and Financial Markets Association.
May 20, 2013 | 04:13 pm
Barclays U.S. Aggregate, Standard & Poor's U.S. corporate and other major bond indexes are expected to include $14 billion of the $17 billion in bonds Apple Inc. sold Tuesday, said Colin Robertson,...
May 01, 2013 | 02:28 pm
Colorado Fire & Police Pension Association, Greenwood Village, approved a new asset allocation that includes a new 5% allocation to managed futures strategies and committed a total of $49 million to...
April 29, 2013 | 02:17 pm
Amid the blistering pace of exchange-traded product launches in 2012, a subtle undercurrent of skepticism began to creep into the market for new issues.
April 29, 2013
BlackRock Solutions and MarketAxess Holdings on Tuesday announced the firms will create a U.S credit trading alliance.
April 24, 2013 | 12:15 pm
The Standard & Poor's 500 index rose to an all-time high Thursday, wiping out losses from the financial crisis, as economic growth slowed less than previously estimated and concern about Europe's...
March 28, 2013 | 04:30 pm
U.S. stocks rose Thursday, sending the Standard & Poor's 500 index above its record closing level, as the reopening of banks in Cyprus helped ease concern about Europe's debt crisis.
March 28, 2013 | 11:10 am
The proposed U.S. transaction tax leads investors on a path that in other markets has created distortions in trading, liquidity and costs, while achieving none of the hoped-for objectives in...
March 18, 2013
Legislation introduced Thursday by Sen. Tom Harkin, D-Iowa, and Rep. Peter DeFazio, D-Ore., would impose a 0.03% tax beginning in 2014 on non-consumer financial trading, including stocks, bonds and...
February 28, 2013 | 04:08 pm
The SEC issued a proposed plan for distributing $23 million to some institutional clients of BNY Mellon Securities harmed by cross trades that favored some hedge fund customers.
February 11, 2013 | 04:02 pm
Legal uncertainty that kept pension plan sponsors from executing swaps contracts faded Thursday with an advisory opinion issued by the Labor Department's Employee Benefits Security Administration.
February 08, 2013 | 04:17 pm
ING Life Insurance and Annuity Co. will pay retirement plan clients $5.2 million as part of a settlement with the Department of Labor over charges that ING kept the gains from transaction processing...
February 04, 2013 | 03:31 pm
Damian Clarke, an equity trader at Schroders PLC, was among two men and three women arrested by the U.K.’s Financial Services Authority as part of an insider-trading probe.
January 22, 2013 | 03:01 pm
Fibria Celulose agreed to pay shareholders $37.5 million to settle a lawsuit brought by the City of Miami Beach (Fla.) Pension Fund for Firefighters and Police Officers over $2.13 billion of currency-...
January 08, 2013 | 04:05 pm
Tony D. Fenner-Leitao was named CEO of managed futures specialist Winton Capital Management.