Timothy Massad, the Treasury Department official responsible for overseeing the U.S. rescue of banks and automakers after the credit crisis, will be nominated to head the Commodity...
November 12, 2013 | 04:55 pm
Illinois State Universities Retirement System, Champaign, accused J.P. Morgan Chase, Goldman Sachs, Bank of America, and 11 other global banking institutions and dealer groups for monopolizing the...
November 11, 2013 | 03:59 pm
It has been more than three years since the G-20 made mandatory clearing of over-the-counter derivatives a priority. Implementation of clearing mandates has been arduous, but this year has marked a...
November 11, 2013
Karen O'Connor was named COO at swaps exchange trueEX.
November 06, 2013 | 04:05 pm
S.A.C. Capital Advisors and three affiliated companies will plead “guilty to every count” of an insider-trading indictment and will pay an additional $1.2 billion to settle charges.
November 04, 2013 | 02:27 pm
AlphaMetrix Group announced it will shut down the funds of funds it manages using hedge/managed futures funds running trading strategies on its investment platform on Thursday.
October 30, 2013 | 04:05 pm
The National Futures Association ordered AlphaMetrix Group to pay $600,000 of management and incentive fees owed to some of the 90 managed futures funds, commodity trading advisers and hedge funds on ...
October 22, 2013 | 04:03 pm
Knight Capital Americas LLC will pay $12 million to settle charges brought by the SEC over a computer trading glitch that cost the company as much as $460 million in erroneous trading orders in...
October 16, 2013 | 03:16 pm
The landscape of institutional investing was beginning a transformation at the time Pensions & Investments published its initial issue in October 1973.
October 14, 2013
The August interruption in Nasdaq service is merely the latest example of the increasing instability of the U.S. equity market.
October 14, 2013
New York Attorney General Eric Schneiderman said Friday that his office is investigating several high-frequency trading organizations that gain advantages by receiving market information early.
October 04, 2013 | 04:04 pm
The SEC plans to bring more actions on trading, Mary Jo White, SEC chairwoman said Thursday before some 400 attendees at the Council of Institutional Investors conference in Chicago.
September 26, 2013 | 01:51 pm
Early and comprehensive consultation among regulators is key to any cross-border changes in OTC derivatives rules, according to a report by regulators in the U.S., European Union, Japan and five...
September 03, 2013 | 01:01 pm
Institutional investors and money managers say they are ready — more or less — for regulations on over-the-counter derivatives that become effective Sept. 9.
September 02, 2013
A spate of recent glitches in trading markets is putting pressure on federal regulators to step in, and on institutional money managers to pay more attention to market infrastructure.