The House of Representatives on Thursday passed a fiscal year 2016 defense spending bill that includes some reforms to the military retirement system.
October 01, 2015 | 04:21 pm
Latour Trading, a high-frequency trader, will pay a total of $8 million to settle charges that it sent millions of orders to U.S. exchanges that did not comply with SEC market structure rules.
September 30, 2015 | 03:23 pm
Houston hedge fund manager George Jarkesy Jr. on Tuesday lost his bid to stop an SEC administrative proceeding on constitutional grounds when a federal appeals court dismissed the case.
September 29, 2015 | 03:55 pm
A record amount of feedback on the Department of Labor’s proposed conflict-of-interest rule will be reflected in the final version, said Timothy Hauser, deputy assistant secretary of labor for...
September 29, 2015 | 04:10 pm
The Securities and Exchange Commission lost another bid to stop a money manager’s lawsuit challenging the use of administrative proceedings.
September 28, 2015 | 03:55 pm
Credit Suisse Securities will pay $4.25 million to settle charges that the firm filed insufficient information with the SEC about its customers’ trades.
September 28, 2015 | 03:48 pm
The PBGC’s multiemployer pension plan program got three more projected years of grace before running out of money, primarily due to increased premiums dictated by the Multiemployer Pension...
September 28, 2015 | 03:29 pm
The Securities and Exchange Commission will update its rules governing administrative proceedings, which have been the subject of recent court challenges.
September 25, 2015 | 03:18 pm
The SEC voted 5-0 on Tuesday to approve a proposal that would establish new rules on liquidity risk transparency for mutual funds and exchange-traded funds.
September 22, 2015 | 01:37 pm
After experiencing a tumultuous second half of 2014, high-yield bonds and leveraged loans rebounded with solid returns in early 2015 before continuing their bumpy trend toward the end of the first...
September 22, 2015 | 10:23 am
A focus on putting capital to work for long-term wealth creation rather than short-term gains is experiencing a resurgence across the globe.
September 21, 2015
The concept of states setting up retirement programs for private-sector workers is gaining traction, with help from the Department of Labor and policymakers in an increasing number of states.
September 21, 2015
Eighty-five percent of officials at North American asset owners and financial services firms said they have either no understanding or limited knowledge of upcoming Securities and Exchange Commission ...
September 21, 2015 | 03:42 pm
Nearly one-third of Pensions & Investments’ readers polled online in August thought the Federal Reserve would raise rates when the Federal Open Market Committee met last week.
September 21, 2015 | 04:02 pm
Regulators are taking a closer look at how private equity managers assess fees paid by limited partners. The misallocation of fees is the controversy du jour in the private equity space.