The Securities and Exchange Commission’s process for handling enforcement cases in-house could be modified, following a July 13 meeting.
July 08, 2016 | 03:32 pm
The CFTC's proposed Regulation AT, while issued in pursuit of a worthy goal, would upend the algorithmic strategies to trade commodity futures, options or swaps on U.S. designated contract markets.
July 07, 2016 | 12:14 pm
Debt investors can breathe a sigh of relief and stop fretting about liquidity in the market, according to the U.S. Treasury.
July 07, 2016 | 10:31 am
Prospects of a federal interest rate hike when the Federal Open Market Committee meets July 26-27 dimmed with the release of minutes from the June meeting on Wednesday.
July 06, 2016 | 03:13 pm
Legislation allowing Puerto Rico to restructure more than $70 billion in bondholder debt is on its way to the White House for President Barack Obama to sign, following Senate approval late Wednesday.
June 30, 2016 | 11:32 am
The Financial Stability Oversight Council voted to rescind its designation of General Electric Co. as a systemically important financial institution, the Treasury Department announced Wednesday.
June 29, 2016 | 11:28 am
Investment advisers registered with the Securities and Exchange Commission would have to adopt and implement written business continuity and transition plans under a rule proposed Tuesday by the...
June 28, 2016 | 04:42 pm
C. Dabney O’Riordan was named co-chief of the SEC enforcement division’s asset management unit, the Securities and Exchange Commission announced Tuesday.
June 28, 2016 | 04:13 pm
The Department of Labor sued the fiduciary of the Triple T Transport Inc. employee stock ownership plan for authorizing purchases of company stock that the DOL said were overvalued.
June 28, 2016 | 04:06 pm
Corporate defined benefit plan sponsors likely will step up allocations to liability-driven investing and raise pension contributions in coming months, according to pension strategists.
June 27, 2016
Too few Americans are adequately saving for retirement, speakers agreed at Pensions & Investments' third-annual Global Future of Retirement conference in Washington.
June 27, 2016
House Republicans released a tax reform plan on Friday that calls for exploring new ways to spur retirement and other types of savings. The Republican Tax Reform Task Force report also recommends a...
June 24, 2016 | 03:33 pm
You would be forgiven for thinking that with the intergovernmental agreements associated with FATCA signed and the reporting underway, the private equity industry could move on. Unfortunately, life...
June 23, 2016 | 04:00 pm
A vote in the U.S. House of Representatives late Wednesday to block the Department of Labor’s new fiduciary rule fell short.
June 23, 2016 | 01:38 pm
The Superintendence of Catholic Schools of the Archdioceses of San Juan is being sued by past and current participants in its pension plan for terminating the plan in violation of the Employee...