BlackRock says assets under management reached $5.15 trillion as of Dec. 31, up 1% from three months earlier and up 11% from a year earlier.
January 13, 2017 | 11:51 am
Jeff McCarthy has been named CEO for exchange-traded funds at BNY Mellon Asset Services.
January 13, 2017 | 01:24 pm
New York Stock Exchange will allow floor trading in all U.S. securities and exchange-traded products, including those listed on Nasdaq and Bats Global Markets, under a proposal announced Wednesday.
January 12, 2017 | 11:45 am
The New York Stock Exchange will end floor trading on its NYSE MKT small-cap equity exchange in the second quarter, according to a filing with the Securities and Exchange Commission.
January 11, 2017 | 10:15 am
TABB Group is spinning off its equity trading and routing analytics business, Clarity, into an independently owned and operated company.
January 11, 2017 | 12:20 pm
An SEC pilot program that would measure the effects of maker-taker rebates on equity trade execution could be in jeopardy because of uncertainty over who will lead the agency — and how he will...
January 09, 2017
Timothy Massad on Tuesday announced he will resign as chairman of the Commodity Futures Trading Commission on Jan. 20.
January 03, 2017 | 04:25 pm
The coming year will see regulatory issues once again dominate discussions in institutional trading, although the focus will be less on compliance and more on what regulations ultimately will look...
December 26, 2016
A former equity portfolio manager at BlackRock has been sentenced to 12 months in prison for insider dealing.
December 21, 2016 | 01:40 pm
New York Stock Exchange on Wednesday announced it would acquire the National Stock Exchange, which had planned to close on Friday.
December 15, 2016 | 12:14 pm
Banks required by the Volcker rule to dispose of illiquid funds have five more years to do so, the Federal Reserve Board announced late Monday.
December 13, 2016 | 12:30 pm
Fixed-income trading volumes have skyrocketed since the Nov. 8 U.S. election, particularly on electronic venues, providing opportunities for active bond investors that have recently struggled with...
December 12, 2016
Two New Jersey traders were arrested on federal charges they cheated investors out of $26 million by using dozens of accounts at brokerage firms to artificially move stock prices in lightly traded...
December 12, 2016 | 06:18 pm
December 12, 2016 | 12:01 am
The Supreme Court upheld a long-standing definition of insider trading Tuesday by unanimously rejecting a challenge to what kind of benefit the government has to prove when information is shared by...