Credit Suisse Securities will pay $4.25 million to settle charges that the firm filed insufficient information with the SEC about its customers’ trades.
September 28, 2015 | 03:48 pm
The timing of the stock market meltdown on Aug. 24 was uncanny, at least in the eyes of the exchange-traded product ecosystem.
September 21, 2015
A gaming platform developed by Stockfuse Inc., New York, allows students and prospective employees at financial services firms to conduct risk-free simulated trading through an electronic game.
September 21, 2015
William Hague, former U.K. foreign secretary and one-time leader of the Conservative Party in the U.K., was named chairman of ICE Futures Europe, effective in January.
September 17, 2015 | 03:06 pm
A report by a trading group comprising five money managers called on dark-pool operators to improve transparency and disclosure, avoid conflicts of interest and update their best-execution policies.
September 17, 2015 | 12:31 pm
Proposals that are expected to be released in the final version of the Markets in Financial Instruments Regulation would make it harder for investors to buy and sell bonds, warned the U.K.'s...
September 15, 2015 | 11:19 am
Michelle Neal was named president of BNY Mellon Markets Group, the unit of Bank of New York Mellon that includes asset servicing, foreign exchange and trading, and prime brokerage.
August 31, 2015 | 01:59 pm
Volatility in the U.S. equity market is being whipped up by traders who don't care what stocks are worth, according to an analyst at J.P. Morgan Chase.
August 28, 2015 | 11:21 am
Lawsuits against Barclays PLC and seven stock exchanges over claims that the exchanges and the bank’s dark pool favored high-frequency traders were dismissed Wednesday by a federal court judge.
August 27, 2015 | 02:34 pm
Prices for alternative investment fund limited partnership interests are expected to drop in the second half of this year — with secondary median bids declining about 3.5% to an average of 80....
August 27, 2015 | 01:57 pm
Bond markets around the world have survived the great fall of China relatively unscathed, despite the global equity sell-off of the last few days.
August 25, 2015 | 11:04 am
China fell back on its major levers to stem the biggest stock market rout since 1996 and a deepening slowdown, cutting interest rates for the fifth time since November and lowering the amount of cash ...
August 25, 2015 | 11:00 am
A wave of selling gripped global markets Monday as the rout in all but the safest assets deepened.
August 24, 2015 | 11:58 am
As part of their presidential nomination campaigns, Bernie Sanders and Martin O'Malley both have proposed a financial transaction tax, designed to tap a lucrative source of revenue and target trading ...
August 24, 2015
Citigroup Global Markets agreed to pay $15 million to settle SEC charges that it failed to adequately review thousands of securities transactions by several of its trading desks over 10 years.