Four principals of
Timbervest LLC do not face being barred from working for an investment adviser. A story — “SEC ruling expected in
Timbervest case” — on page 2 in the Aug. 18 issue incorrectly said they could be barred as part of an ongoing enforcement action by the Securities and Exchange Commission.
In the Tradewatch chart on page 12 in the Aug. 18 issue, data for international equity broker executions were transposed with those for U.S. broker executions. The corrected data are shown on Page 31.