Data & Directories


July 9, 2007, 12:01 AM ET

Top defined contribution managers
Managers ranked by total U.S. institutional, tax-exempt defined contribution assets under management, in millions, as of Dec. 31, 2006.
RankManagerAssets
1Fidelity Investments$502,943
2TIAA-CREF$370,852
3Capital Research$284,878
4Vanguard Group$281,593
5State Street Global$207,015
6Barclays Global$188,006
7T. Rowe Price$107,166
8Prudential Financial$97,356
9ING$87,368
10AIG Global Investment$76,296
11PIMCO$61,157
12MassMutual Financial$58,017
13Principal Global Investors$56,004
14INVESCO$45,242
15Northern Trust Global Inv.$39,926
16Dwight Asset Mgmt.$36,200
17Mellon Financial$35,435
18Deutsche Asset Mgmt.$35,218
19Franklin Templeton$34,930
20Legg Mason$32,543
21Nationwide Financial$29,145
22Diversified Investment$28,778
23Hartford Financial$27,282
24JPMorgan Asset Mgmt.$27,105
25BlackRock$24,861
26Morgan Stanley$24,141
27American Century$22,815
28Putnam Investments$22,626
29General Motors Asset Mgmt.$19,095
30Janus Capital Group$18,877
31ICMA Retirement$17,500
32Galliard Capital$17,106
33Federated Investors$16,742
34AllianceBernstein Inst'l$16,238
35MFS Investment$15,512
36Harris Associates$15,451
37New York Life Inv. Mgmt.$14,826
38Russell Investment Group$13,800
39Goldman Sachs Group$13,689
40RiverSource Investments$12,503
41GE Asset Mgmt.$12,461
42AIM Advisors$11,365
43Lord, Abbett$10,390
44Artisan Partners$8,882
45OneAmerica$8,432
46Capital Guardian$8,216
47FAF Advisors$8,158
48Dimensional Fund Advisors$8,137
49Evergreen Investments$7,914
50Davis Advisors$7,748
51MFC Global Investment$7,633
52Fiduciary Asset Mgmt.$6,939
53Charles Schwab Investment$6,215
54DuPont Capital$6,201
55NISA Investment$5,770
56Baron Capital Mgmt.$5,405
57Victory Capital$5,297
58Trusco Capital$5,236
59Ariel Capital$5,078
60Delaware Investments$4,770
61Transamerica Investment$4,412
62American Beacon Advisors$4,329
63Loomis, Sayles$4,149
64M & I Investment$4,121
65TCW Group$3,444
66Aronson + Johnson + Ortiz$3,208
67Fred Alger Mgmt.$2,966
68Grantham, Mayo v. Otterloo$2,937
69UBS Global Asset Mgmt.$2,775
70Manning & Napier$2,544
71Lehman Brothers Holdings$2,303
72UBS Fiduciary Trust$2,209
73Aston Asset Mgmt.$2,200
74LSV Asset Mgmt.$2,155
75Security Capital Research$2,087
76Calamos Advisors$1,964
77Atalanta Sosnoff Capital$1,952
78Fiduciary Capital$1,949
79Calvert Asset Mgmt.$1,800
80AXA Rosenberg$1,775
81Munder Capital$1,730
82Metropolitan West Asset$1,685
83Advantus Capital$1,684
84NWD Investments$1,666
85Chartwell Investment$1,441
86Shapiro Capital$1,276
87RS Investments$1,272
88Third Avenue Mgmt.$1,262
89Strategic Investment Group$1,160
90NWQ Investment$1,003
91OFI Inst'l Asset$993
92Arbor Capital$958
93Dreman Value Mgmt.$956
94GAMCO Investors$952
95Wasatch Advisors$920
96Hotchkis & Wiley$907
97Robeco Group$898
98J. & W. Seligman$838
99RCM$834
100Declaration Mgmt.$811
101William Blair$789
102Pacific Income Advisers$730
103STW Fixed Income$614
104Stacey Braun Associates$608
105Salus Capital$600
106Lazard Asset Mgmt.$597
107Smith Breeden$587
108Estabrook Capital$583
109Oberweis Asset Mgmt.$557
110U.S. Trust$508
111Gardner Lewis$490
112Eaton Vance Mgmt.$483
113Jensen Investment$472
114Lotsoff Capital$472
115Becker Capital$463
116Glenmede Trust$461
117Donald Smith$457
118HighMark Capital$427
119Veredus Asset Mgmt.$415
120Freeman Associates$405
121Turner Investment$383
122CS Capital$350
123Fiduciary Mgmt./Milwaukee$350
124Kornitzer Capital$343
125New Amsterdam Partners$327
126NFJ Investment Group$317
127Cohen & Steers$296
128Longwood Investment$293
129Sound Shore Mgmt.$288
130Smith Asset Mgmt.$279
131AEW Capital$275
132Pinnacle Associates$271
133Northern Cross$268
134Baird Investment$266
135Highland Capital (Tenn.)$256
136AXA Equitable Life$251
137Merganser Capital$246
138Pax World Mgmt.$243
139Jacobs Levy Equity$234
140Thompson, Siegel$225
141Alex. Brown Investment$223
142Skyline Asset Mgmt.$223
143KR Capital Advisors$221
144Quest Investment$217
145Bahl & Gaynor$215
146Karpus Investment$207
147AMBS Investment Counsel$201
148Century Capital$200
149Johnson Investment$200
150Tradewinds$199
151Rainier Investment$198
152Mazama Capital$190
153Snyder Capital$189
154Driehaus Capital$183
155Davis Hamilton Jackson$180
156Montag & Caldwell$179
157Kennedy Capital$175
158First Quadrant$174
159Harding, Loevner$171
160Investment Counselors/Md.$171
161Flippin, Bruce & Porter$170
162City National Bank$165
163Fischer Francis Trees$165
164Winslow Capital$165
165Perimeter Capital$159
166Fiduciary Mgmt. Associates$155
167Simmons First Trust$151
168Hoisington Investment$148
169Bear Stearns Asset Mgmt.$147
170Provident Investment$146
171Zevenbergen Capital$146
172Agincourt Capital$141
173AmalgaTrust$140
174Muhlenkamp$134
175Diamond Hill Capital$131
176Haverford Trust$128
177Retirement System Investors$126
178Navellier & Associates$116
179Duncan-Hurst Capital$111
180Leuthold Weeden$110
181Peregrine Capital$109
182Logan Capital$107
183Ferguson Wellman$106
184Frontier Capital$105
185Oak Ridge Investments$101
186Venus Capital$95
187Wall Street Associates$93
188Markston International$92
189Riverbridge Partners$85
190Financial Mgmt. Advisors$84
191Mercantile-Safe Deposit$82
192Sawgrass Asset Mgmt.$82
193Kayne Anderson Rudnick$81
194Timberland Investment$78
195Cohen, Klingenstein & Marks$76
196Zeliff Wallace Jackson$73
197Mastrapasqua Asset Mgmt.$72
198Renaissance Investment$72
199Fuller & Thaler$71
200James Investment$71
201Sage Advisory Services$69
202Dolan McEniry Capital$68
203Clifton Group$66
204RNC Genter Capital$66
205Alta Capital$65
206Geneva Capital$65
207Northern Capital$65
208Sadoff Investment$65
209Enterprise Capital$63
210Axiom International$61
211Johnson Asset Mgmt.$61
212W.H. Reaves$61
213First Midwest Trust$58
214McCarthy Group$57
215Beacon Investment$56
216Foundation Resource$54
217Aberdeen Asset Mgmt.$50
218Cambiar Investors$50
219Emerald Advisers$50
220Brown Capital$49
221High Pointe Capital$48
222Iridian Asset Mgmt.$48
223Cardinal Point$46
224Heritage Investors Mgmt.$44
225Rothschild Asset Mgmt.$42
226Santa Barbara Asset$42
227Adams Street Partners$41
228Copper Rock Capital$38
229Fort Washington$38
230Atlanta Capital$37
231Dean Investments$37
232Orleans Capital$37
233Campbell Newman Asset$35
234Crawford Investment$35
235NewSouth Capital$35
236Stuyvesant Capital$35
237First Citizens Capital$33
238Badgley, Phelps & Bell$32
239Hallmark Capital$31
240Kestrel Investment$28
241Messner & Smith$28
242Knightsbridge Asset Mgmt.$26
243PRIMECAP$25
244Valley Forge Asset Mgmt.$22
245Piedra Capital$21
246Roanoke Asset Mgmt.$21
247Trainer, Wortham$21
248Southfield Investment$20
249Spectrum Advisory$19
250Sterling Capital$19
251First American Trust$18
252Kalmar Investments$18
253Shenkman Capital$18
254Tom Johnson Investment$18
255Investment Mgmt. of Va.$17
256Heartland Advisors$16
257Steinberg Asset Mgmt.$16
258Ganucheau Capital$12
259JAG Advisors$12
260Boyd Watterson$9
261Clover Capital$9
262Gannett Welsh & Kotler$9
263Avatar Associates$7
264Philadelphia Investment$7
265Keeley Asset Mgmt.$6
266Colony Capital Mgmt.$5
267Dover Partners$5
268Affinity Investment Advisors$4
269City of London$4
270Kopp Investment Advisors$4
271GEM Capital$3
272McHugh Associates$3
273Denver Investment$2
274Husic Capital$2
275WHB/Wolverine$2
276Eubel Brady & Suttman$1
277Holt-Smith & Yates$1
278New Century Investment$1
Total$3,292,405

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