Regulation & Legislation

Featured Story

Labor Department kills Bush investment-advice rule

By Doug Halonen

The DOL officially killed a Bush administration rule that would have cleared the way for mutual fund companies to offer direct one-on-one investment advice to DC plan participants.

View full story

Special Reports

Hedge fund managers make it three quarters in a row of upside

Hedge fund managers retained their gains and posted respectable returns for the third straight quarter. All 22 of the hedge fund and fund-of-funds strategies tracked by Morningstar Inc. turned in positive average performance for the three months ended Sept. 30.

By Christine Williamson View more

People

Peters heads CFA Institute financial reporting group

Sandra J. Peters joined the CFA Institute as head of its financial reporting policy group.

By Barry B. Burr

SEC taps Goldman Sachs exec for new post

By Doug Halonen
View more

Blog Bank

View more

P&I Online Features

Photo: Anything but .01%

Anything but .01%

PIMCO's Bill Gross, fed up with earning 0.1% on money market funds, is looking to utility stocks to provide better returns.

By Bill Gross     Photo: Managers contest change in oversight

Managers contest change in oversight

Money managers are fighting legislation that would — for the first time — subject the roughly 4,000 firms associated with broker-dealers to regulation by the Financial Industry Regulatory Authority.

By Doug Halonen     Photo: Full plate awaiting PBGC chief

Full plate awaiting PBGC chief

Joshua Gotbaum, President Barack Obama's nominee to lead the Pension Benefit Guaranty Corp., will have a long to-do list at the agency.

By Doug Halonen     View more

Charts

  • U.S. tops growth list 1 of 10
  • Long/short loss 2 of 10
  • Vaulting volume 3 of 10
  • Building bonds 4 of 10
  • Going for gold 5 of 10
  • Fed asset changes 6 of 10
  • The worst of both 7 of 10
  • Smooth sailing for cat bonds 8 of 10
  • Still high on high-yield 9 of 10
  • In the long run we're all dead ... 10 of 10

International

Panel: EC proposal could be death knell for some hedge funds

A European Commission draft proposal to strengthen regulations on alternative investment managers would hurt competition, restrict investor choice and put many hedge funds out of business, a report commissioned by the European Parliament's Committee on Economic and Monetary Affairs said.

By Drew Carter    

PBGC, British pension agencies to share DB info

The PBGC will share non-confidential information with the U.K.-based Pensions Regulator and Pension Protection Fund under a new agreement.

By Doug Halonen    

Norway fund manager chides ministry over rules

Norges Bank Investment Management, which oversees the 2.546 trillion Norwegian kroner ($456 billion) Government Pension Fund-Global, Oslo, said the Ministry of Finance would be overstepping its bounds if proposed regulations on how the fund is managed were implemented.

By Drew Carter     View more

P&I Presents

Featured Industry Events

Today’s Markets

Webcasts

Emerging Markets Webcast

Tuesday, November 9, 2009

Cynthia Steer of Rogers Casey and George Hoguet from SSGA discuss the new asset class of choice - Emerging Markets

View more
Featured Web Seminars

Join Northern Trust experts in a conversation about monitoring and managing alternative asset risk in the context of today's market volatility and challenging liquidity environment.

logo

December 2, 2009 - 2:00 pm - 3:00 pm EST

Securities lending has emerged from the credit crisis with renewed focus on transparency and risk. Following increased review by regulators, the industry is preparing for further changes.

logo

Face to Face

111609 gray

Working the angles: Face to face with Roger Gray

The new CIO of USS discusses his plan to boost the pension fund's allocation to hedge funds and other alternative investments, taking cash out of public equities to fund the move to a "more liability-aware stance and a more diversified asset allocation."

View more